State Registration as an Investment Adviser License in United States
Level 1
United States0
People viewed this LicenseLicense Type
State Registration as an Investment Adviser
RegulatorSEC
Deadlines
3 to 6 months(approx.)
Estimated Market Price
From €40,000
Level 1
United StatesEstimated Market Price
From €40,000
0
People viewed this LicenseLicense Type
State Registration as an Investment Adviser
RegulatorSEC
Deadlines
3 to 6 months (approx.)
Level 2
License Details
Explore full requirements, allowed activities, taxation, and operational scope.
Providing investment advice for compensation
Discretionary or non‑discretionary portfolio management
Financial planning and consulting
Sub‑advisory services where permitted
Frequently Asked Questions
Clear, concise info to help you understand the process!
N5Deal is a specialized platform that connects buyers and sellers of financial licenses. We operate as a marketplace where license owners can list their available licenses and potential buyers can find suitable opportunities. Our role is purely consultative and referential - we facilitate connections between parties interested in financial license transactions.
No, N5Deal is not a bank, credit institution, deposit-taking institution, or e-money institution under the laws of England and Wales or any other jurisdiction. We do not provide banking services, hold deposits, or conduct regulated financial activities.
N5Deal does not possess a banking licence, payment services licence, or any other regulatory authorization that would permit us to provide regulated financial, banking, investment, or payment services. We operate as a consultative platform only.
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