Investment-firm authorisation License in Germany

BL
EMI
Investment-FA
PI
Level 1
Germany
Germany Flag
Estimated Market Price
From €75,000
0
People viewed this License
License Type

Investment-firm authorisation

RegulatorBaFin
Deadlines
10 to 18 months (approx.)
Level 2

License Details

Explore full requirements, allowed activities, taxation, and operational scope.

  • Reception and transmission of orders in relation to financial instruments

  • Execution of orders on behalf of clients

  • Dealing on own account (if authorised)

  • Portfolio management

  • Investment advice

  • Underwriting/placing of financial instruments (with or without firm commitment)

  • Operation of an MTF/OTF (if authorised)

  • Ancillary services (safekeeping/custody, FX services linked to investments, research)

Frequently Asked Questions

Clear, concise info to help you understand the process!

N5Deal is a specialized platform that connects buyers and sellers of financial licenses. We operate as a marketplace where license owners can list their available licenses and potential buyers can find suitable opportunities. Our role is purely consultative and referential - we facilitate connections between parties interested in financial license transactions.
No, N5Deal is not a bank, credit institution, deposit-taking institution, or e-money institution under the laws of England and Wales or any other jurisdiction. We do not provide banking services, hold deposits, or conduct regulated financial activities.
N5Deal does not possess a banking licence, payment services licence, or any other regulatory authorization that would permit us to provide regulated financial, banking, investment, or payment services. We operate as a consultative platform only.
advisors

Still have questions?

Discuss your case directly with our founders through
a paid consultation and receive expert guidance.

Schedule a call
Investment-firm authorisation Investment-FA License in Germany | N5Deal