In-depth breakdown by category such as Operations, Staff, Requirements, Taxation, and more.
Level 2
Company Information Overview
Self-Regulated Organization (SRO) in Switzerland for Sale – Listing #871
Date: 18 Sep, 2026
Asset ID #871
A standardized N5Deal (TM) listing overview that consolidates key legal, regulatory, and business information about the asset — all the necessary information structured in one place.
ValidatedThis Asset is undergoing a preliminary compliance check. Please note that full due diligence before buying the asset should be performed by the Buyer
CountrySwitzerland
Type of LicenseSelf-RO SRO
Self-Regulated Organization (SRO)
Type of BusinessFintech
Business StatusNever operated
Asking Price€665.0K
Asset Type
License onlyLicense only: Financial license only, ready for transfer.
Employees1
Year of Issue2025
RegulatorySRO VQF
Included
Crowdlending PlatformVQF SRO MembershipSwiss AGUBS Banking RelationshipAML FrameworkAMLA AuditCompliance InfrastructureRegulatory Transition Package
Swiss crowdlending platform prepared for launch, with VQF SRO membership, existing AML framework, completed AMLA audit, UBS banking relationship and a managed regulatory transition package.
Swiss crowdlending platform prepared for launch, with VQF SRO membership, existing AML framework, completed AMLA audit, UBS banking relationship and a managed regulatory transition package.
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Market Price Trend (2019-2025)
Level 1
Asset ID #871
Swiss crowdlending platform prepared for launch, with VQF SRO membership, existing AML framework, completed AMLA audit, UBS banking relationship and a managed regulatory transition package.
Asking Price€665.0K
Asset ID Information
SellerDirect Seller
CountrySwitzerland
Type of BusinessFintech
Business StatusNever operated
Type of LicenseSelf-RO SRO
Other LicenseN/A
Employees1
Year of issue2025
RegulatorySRO VQF
Benefits
Crowdlending PlatformVQF SRO MembershipSwiss AGUBS Banking RelationshipAML FrameworkAMLA AuditCompliance InfrastructureRegulatory Transition Package
In-depth breakdown by category such as Operations, Staff, Requirements, Taxation, and more.
Level 2
Company Information Overview
General Asset InformationSwitzerland – Crowd Lending Platform
A Swiss AG based in Zug with active VQF SRO membership and a prepared compliance structure for crowdlending and fintech services. The company is pre-operational and offered as a clean regulatory platform with an existing UBS corporate banking relationship, completed AMLA audit and ownership-transition support.
Regulatory & Corporate ProfileCountry: Switzerland.
Canton: Zug.
Legal Form: Swiss AG.
Regulator / SRO: VQF – Swiss Financial Services Standards Association.
Status: Active VQF SRO membership; no supervised client activity launched.
Capital: CHF 100,000 registered share capital, CHF 50,000 paid in.
Transaction: 100% share sale.
Record: No client book, client funds, operating revenue, client claims or reported disputes.
The planned model is a technology-facilitated intermediary connecting identified lenders and borrowers. The company is intended to remain an intermediary rather than a balance-sheet lender or deposit-taking counterparty.
The corporate purpose covers fintech services, financial-intermediary activities under AMLA and OTC transactions involving digital assets and fiat currencies. The buyer can implement its own technology and commercial model, subject to Swiss requirements.
No platform technology, loan book or active lending portfolio is included unless separately agreed. The final structure requires assessment of funds flow, contracts, borrower type and treatment of client money.
Banking & GovernanceExisting corporate banking relationship with UBS Switzerland AG, subject to change-of-control and KYC review.
Swiss-resident board member with individual signing authority in place.
Outsourced AML Officer arrangement established, with transition continuity potentially available.
Corporate, VQF, AML, audit, banking and accounting materials available for review.
AML/CTF policies and governance procedures established.
Lender and borrower onboarding framework, KYB/KYC and beneficial-owner procedures prepared.
Source-of-funds and source-of-wealth triggers defined.
Sanctions screening, transaction monitoring, escalation and MROS reporting procedures prepared.
First AMLA audit completed.
Support covers VQF ownership and governance notifications, board and responsible-person filings, business-activity updates, AML procedure adaptation, UBS KYC coordination and corporate handover. AML Officer continuity may be available under a separate mandate and subject to VQF acceptance.
PositioningA clean Swiss SRO-regulated crowd lending and fintech platform combining VQF membership, UBS banking connectivity, Swiss-resident governance, completed AMLA audit and established compliance infrastructure. Suitable for a fintech, credit or alternative-finance operator seeking a Swiss foundation prepared for regulatory transition and launch.
Selling Reason — Exit Strategy
Selling Reason DetailsN/A
Company HistoryN/A