In-depth breakdown by category such as Operations, Staff, Requirements, Taxation, and more.
Level 2
Company Information Overview
Asset Management in Switzerland for Sale – Listing #873
Date: 18 Sep, 2026
Asset ID #873
A standardized N5Deal (TM) listing overview that consolidates key legal, regulatory, and business information about the asset — all the necessary information structured in one place.
ValidatedThis Asset is undergoing a preliminary compliance check. Please note that full due diligence before buying the asset should be performed by the Buyer
CountrySwitzerland
Type of LicenseAM
Asset Management
Type of BusinessAsset management
Business StatusActive
Asking Price€940.0K
Asset Type
Active Business (Licensed)Active Business (Licensed): Operating financial company with a valid license, active clients, and ongoing operations.
Active Business (Licensed)
EmployeesN/A
Year of IssueN/A
RegulatoryFINMA
Included
FINMA-Regulated Swiss PlatformDigital Robo-Advisory InfrastructureExisting Client InterfaceCurrent Robo-Managed AssetsRepresented Client-Onboarding PipelineUBS Banking RelationshipSwiss Custodian NetworkExisting KYC and AML Framework
Active Swiss FINMA-regulated asset and wealth management platform with digital robo-advisory infrastructure, established compliance systems, banking and custody relationships, and additional client-book onboarding potential.
Active Swiss FINMA-regulated asset and wealth management platform with digital robo-advisory infrastructure, established compliance systems, banking and custody relationships, and additional client-book onboarding potential.
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Market Price Trend (2019-2025)
Level 1
Asset ID #873
Active Swiss FINMA-regulated asset and wealth management platform with digital robo-advisory infrastructure, established compliance systems, banking and custody relationships, and additional client-book onboarding potential.
Asking Price€940.0K
Asset ID Information
SellerDirect Seller
CountrySwitzerland
Type of BusinessAsset management
Business StatusActive
Type of LicenseAM
Other LicenseN/A
EmployeesN/A
Year of issueN/A
RegulatoryFINMA
Benefits
FINMA-Regulated Swiss PlatformDigital Robo-Advisory InfrastructureExisting Client InterfaceCurrent Robo-Managed AssetsRepresented Client-Onboarding PipelineUBS Banking RelationshipSwiss Custodian NetworkExisting KYC and AML Framework
In-depth breakdown by category such as Operations, Staff, Requirements, Taxation, and more.
Level 2
Company Information Overview
General Asset InformationSwitzerland – FINMA-Regulated Asset & Wealth Management Platform
An operational Swiss asset and wealth management platform operating within a FINMA-regulated structure, combining traditional discretionary portfolio management with a multi-lingual digital robo-platform. The institution benefits from established custody connectivity across leading Swiss private banks, institutional compliance software, and an active onboarding pipeline.
Regulatory Framework & Governance
Country: Switzerland
Regulatory Structure: FINMA-Regulated Asset Management platform (VSV / IGUV affiliated).
Regulator: Swiss Financial Market Supervisory Authority (FINMA).
Capital & Coverage: CHF 100,000 paid-in share capital with matching own funds; professional indemnity insurance in place up to CHF 5,000,000.
Corporate Standing: Active operating business with institutional governance.
Business Model & Digital Infrastructure
Discretionary Wealth Management: Bespoke portfolio management, private banking coordination, and tailored family-office advisory.
Digital Robo-Platform: Deployed ETF robo-advisory platform in English, German, and French, supporting three distinct client journeys (Accumulate, Grow, and Self-Directed).
Automated Portfolio Architecture: Conservative, Balanced, and Aggressive models featuring automated drift monitoring and portfolio rebalancing triggers.
Client Segments: High-net-worth individuals, family offices, corporate mandates, and digital onboarding channels.
Banking, Custody & Technology Rails
Custody Network: Established custodial and banking relationships with premier institutions including UBS, Interactive Brokers, Vontobel, Syz Bank, Swissquote, and UBP.
Digital Asset Rails: Capability to connect digital asset custody, trading, and administration via specialized Swiss banking partners.
Structured Products Framework: Operating architecture supporting bankable structures, actively managed certificates, tracker vehicles, and SPV administration.
Compliance & Audit Architecture
Internal Control Systems: Integrated IGUV software managing KYC, customer onboarding, and contractual workflows.
Institutional Oversight: Independent risk and compliance functions outsourced to Grant Thornton Switzerland.
External Audit: Statutory audit mandates maintained with KPMG Switzerland.
Transition Continuity: Flexible post-acquisition governance supported, including existing key personnel retention or buyer-directed integration.
Positioning
A turnkey, operating Swiss FINMA-regulated wealth platform merging Swiss private banking credibility with digital robo-advisory technology and premier institutional custody. An exceptional strategic vehicle for international wealth managers, family offices, or fintech groups seeking immediate Swiss market presence and scalable expansion.
Selling Reason — Exit Strategy
Selling Reason DetailsN/A
Company HistoryN/A